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Regional Collaboration: A
Framework for Solving Complex Planning Problems
by Linda Stoll
Introduction
Throughout Wisconsin, citizens are dealing with environmental, land use,
housing, economic development, and other planning issues that cross
jurisdictional boundaries and agency service areas. Since the nature of
these problems crosses boundaries, so too must the solutions. Often there
is no single entity that can serve as the lead or work on their own to
adequately address the problem and implement an effective solution. This
can be especially challenging when multiple agencies and organizations
need to be involved. Self-interest can impede cooperation; political
issues may trump good planning and common sense; and current funding,
taxation and recognition mechanisms may confound the situation. The
challenge of regional collaboration is the classic democratic problem: How
does one realize the common (regional) good while safeguarding individual
(local) freedoms?
This article will explore regional collaboration and offer a possible
framework for working together to solve regional problems. The Lincoln
Institute of Land Policy in Cambridge, Massachusetts has studied this
topic extensively and provides the background for this discussion.
Obstacles to
Regional Networks
Regional problems by their very nature are complex. One might suggest that
if you could just collect enough �facts� and weigh them objectively, you
could come up with a solution. But whose facts, on what topics, and using
whose criteria for outcomes? This is not so much a scientific or technical
problem�though this does play a part�it is more a sociopolitical
challenge. If you really look at the process, it seems more like
organizing a political campaign than rational planning. It is also a
question of how society addresses shared and competing interests. Consider
the disconnect between the public desire for change and the institutional
or political will to make it happen, and you have a potential recipe for
frustration and disaster.
There are three generally accepted ways to respond to this problem:
-
Create new
regional institutions to govern and regulate the area of concern. While
this was done in the past�for example, with large federal projects like
the Tennessee Valley Authority (TVA) �it is almost politically
impossible to do now. Creating new regional institutions requires a
great deal of effort to maintain public/political support for the agency
as well as for the continued funding needed to sustain the initiative.
-
Realign existing
institutions to correspond to the geography of the problem. This seems
the most logical solution but often fails because citizens feel that the
agency is overstepping its mission or boundaries, or are concerned that
statutory mandates leave them out of the decision-making process. Often
the institutions themselves and the people within them resent a
top-down, forced change, especially if increases in work load are not
accompanied by increases in funding and staff.
-
Create ad hoc
regional forums to engage people with diverse interests and viewpoints.
This structure is the most common in the current political climate. It
is usually a �bottom-up� effort and people participate because of the
�value added� by being part of the group. It provides a necessary
opportunity to leverage resources (money, expertise and facilities). It
is impossible to mandate this type of organization and it has no
authority. Only by creating an acceptable solution for all, does it have
a chance to make changes.
Four Parts
to a Collaborative Project
There is no single model that can be used for regional initiatives but
there are a common set of steps that successful ventures move through.
These can be divided into four parts:
-
Get started.
-
Develop strategy.
-
Take action.
-
Evaluate and
adapt.
Get Started
Beginning an ad hoc regional collaboration is not a quick process.
Attempts to rush through this part of the process often come back to haunt
the group when consensus can�t be reached or when those excluded block any
progress. Regional collaboration becomes compelling when people recognize
that they are more likely to achieve their interests by thinking and
acting regionally than by acting independently or doing nothing. There is
incredible inertia in the existing social and political system. The
objectives of regional collaboration form a progression from knowledge and
community-building to advocacy and governance.
To begin a regional initiative, focus on things that people are
predisposed to do. We engage in regional collaboration because of a:
-
Pressing problem,
threat or crisis
-
Shared vision,
goal or sense of place
-
Joint opportunity
We tend to be crisis driven. This makes being proactive a challenge. The
shared vision or joint opportunity must appear large in the minds of
participants for this type of effort to be sustainable.
To move a collaborative effort forward, people must define a region.
Regions are most often defined in one of two ways: one rooted in a sense
of place; the other based on the functions or geographic boundaries of the
problem. Natural ecological boundaries such as watersheds, ecosystems and
wildlife habitat can help inform the appropriate definition of a region.
However, the region must engage the hearts and minds of people and appeal
to their shared interests. The precise boundaries of a region are often
less important than clarifying the core area of interest. Boundaries can
be soft and flexible, adaptable to changing needs and interests. Regions
need to be large enough to capture the problem, yet small enough to get
traction.
To be effective, regional initiatives must engage the right people�a
constituency for change. If your objective is to advocate for a particular
interest or outcome, you need to include a different group of people than
if you are trying to resolve a multi-party dispute or address a
multi-jurisdictional issue. In the latter case, you should seek to be as
inclusive as possible. Include people who are interested in and affected
by the issue; those needed to implement potential recommendations (i.e.
those with authority); and those who might undermine the process or the
outcome if not included. Think carefully about the roles and
responsibilities of existing jurisdictions and agencies, and keep in mind
that there may be people and organizations outside the region that need or
want to be involved.
Regional initiatives also require a certain type of leadership. In
contrast to a command and control model of leadership, people who initiate
regional efforts cross jurisdictions, sectors, disciplines and cultures to
forge alliances with diverse interests and viewpoints. They also show a
high tolerance for complexity, uncertainty, and change. Regional stewards
share power by inviting people to take ownership of a shared vision and
values. They emphasize dialogue and build relationships by respecting the
diversity of ideas and viewpoints. This type of respect builds trust,
which in turn fosters communication, understanding and eventually
agreement. Regional stewards provide integrity and credibility and
advocate for the integrity of regional partnerships. They practice
�regional leadership�.
Develop a
Regional Strategy
It is critical that all stakeholders jointly name and frame land use
issues for regional collaboration. This process fosters ownership and
commitment; builds knowledge and understanding of the region; fosters a
sense of regional identity or a sense of place; and generates more
creative options. Since no single institution or entity is responsible or
has the authority to address a multi-jurisdictional problem, the issues
and potential solutions must reflect the interests and viewpoints of
people that have a stake in the issue, those who are needed to implement
any potential outcome, and those that might feel compelled to challenge
the process or its outcome.
Since most regional initiatives do not have authority per se, they must
create power. One of the best ways to create power (that is to say,
the ability to foster social change and shape public policy) is through
deliberative dialogue and collaborative decision-making. These decisions
may or may not result in consensus or unanimous agreement, but they do
allow participants to create effective coalitions to get things done.
Take Action
Collaborative decisions produce civic will. The objective at this point is
to strategically translate civic will into political will.
Participants can start by understanding how the proposed regional action
supplements other relevant efforts. Only then can they communicate their
message to appropriate decision-makers and show that the political capital
to be gained is greater than any political risk in supporting the action.
Outreach should rely on multiple strategies to inform, educate, and
mobilize people (e.g. media, public events, publications, web sites,
etc.). Participants should think carefully about linking their effort to
established decision-making systems. Seek access to power�rather than
power itself�by building bridges, coordinating actions, and working within
processes that are already moving forward.
Evaluate and
Adapt
Taking action is usually followed by evaluating what was accomplished.
This �civic learning� provides the political momentum to follow-through on
difficult problems. In some cases, there may be a need to sustain regional
collaboration. Participants should begin by capturing, sharing and
celebrating their accomplishments, thereby reinforcing a sense of regional
identity. They will need to access the role of the group if the threat is
gone or the problem solved. Then, it may be valuable to revise and renew
the mission, adapting to new information, opportunities and problems.
Participants will also need to identify and develop the capacities to
sustain the regional initiative including: people (both current and new
members), resources (e.g. money and information), and organizational
structure. Finally, participants should assess the value of integrating
regional efforts into new or existing institutions.
Conclusion
Given the variation in the objectives of regional initiatives, it is easy
to see how each effort could result in a slightly different organizational
model to meet the specific needs of the groups and people working on the
issue. It is important to remember that ad hoc collaboration only works
when people believe that they will gain more by being a member of the
group and involved in the solution than by remaining separate and acting
alone. Ad hoc regional collaboration takes considerable effort to be
effective but it is proving that it can make a difference and provide
effective solutions for regional issues.
Resources
Additional information on the Lincoln Institute of Land Policy and the
course they offer on Regional Collaboration can be found at
www.lincolninst.edu. The
following publications are also available from the Institute:
Porter, Douglas R.
and Allan D. Wallis. (2002) Exploring ad hoc regionalism. Lincoln
Institute of Land Policy, Cambridge, MA.
Foster, Kathryn A.
(2001) Regionalism on Purpose. Lincoln Institute of Land Policy,
Cambridge, MA.
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